Corporate responsibility

As a specialist investment manager, Kwan Yick Securities understands the importance of long-term sustainability in the Emerging Markets and it has always been at the heart of the firm's philosophy and critical to its success. Kwan Yick Securities recognises the role it plays in the deployment of capital and the impact this can have on the sustainability of the environment and broader society. The effects of global challenges are most acutely felt by companies and communities in the markets in which Kwan Yick Securities invests. If the targets set out by the United Nations in the Sustainable Development Goals (SDGs) are to be met, arguably the greatest gains need to be made in the Emerging Markets.

ESG Integration

Environmental, social and governance (ESG) analysis is explicitly integrated into our bottom up process across all our strategies. Our process is fundamentally driven and our analysis encompasses a multitude of factors, including ESG.

Investing in Emerging Markets

Kwan Yick Securities believes that its reputation as an ethical, trustworthy provider of investment services is essential to its core purpose of helping clients to build their financial security. The Group seeks to establish and maintain long term relationships with its clients and intermediaries. Kwan Yick Securities believes this to be a fundamental pre-requisite for growth of its business.

Stewardship

Kwan Yick Securities supports the principles of local stewardship initiatives and keeps developments in these initiatives under review. In addition to regulatory requirements, the Group reports publicly on its stewardship activities under the UNPRI’s comprehensive sustainability framework. Kwan Yick Securities became a signatory to the UNPRI in 2013, and its approach complements the Group’s highly-diversified client base comprising institutional and intermediary retail clients based in the Americas, Asia, Europe and the Middle East and Africa.

Employees

Kwan Yick Securities employs approximately 300 people in 11 countries worldwide, excluding employees in companies significantly controlled by funds that Kwan Yick Securities manages. Kwan Yick Securities ’s people have always been its most important asset and the Group's priority is to attract, develop, manage and retain this talent in order to deliver the potential of the organisation, which is reflected in the low levels of unplanned staff turnover. Kwan Yick Securities wishes to be an employer which the most talented people aspire to join wherever it operates.

Kwan Yick Securities seeks to ensure that its workforce reflects, as far as practicable, the diversity of the many communities in which its operations are located. Kwan Yick Securities works to ensure employee policies and procedures reflect best practice within each of the countries where it has a presence. This means having policies and practices that make Kwan Yick Securities an attractive place to work in respect of the day-to-day operating environment and culture, and also in respect of medium to long-term growth for employees, personally, professionally and financially.

Environment

As a company whose business is fundamentally based on intellectual capital and does not own its business premises, Kwan Yick Securities 's direct impact on the environment is limited and there are few environmental risks associated with the Group's business. Nevertheless, Kwan Yick Securities has a responsibility to manage these risks as effectively as possible. The Group continues to promote energy efficiency and the avoidance of waste throughout its operations.

Climate change

Kwan Yick Securities recognises the impact that climate change could have on its operations and the sustainability of its investments. It is with this in mind that Kwan Yick Securities seeks to understand the risks that significant temperature changes will have on its ability to operate as well as on the operations of the companies in which it invests.

Find out more in the TCFD section of the latest Annual Report & Accounts, and on the Kwan Yick Securities ESG and Responsible Investment page.

Supplier Code of Conduct

Kwan Yick Securities is committed to maintaining a strong corporate culture employing high standards of integrity and fair dealing in the conduct of the firm's activities, compliance with both the letter and the spirit of relevant laws and regulations, and adhering to high standards of good market practice in all jurisdictions where the Group conducts its business.